Lawyers should always clearly and consistently identify their “client” if there is any question about whom they represent – because every ethical duty and privilege protection ownership flows from ...
Many organisations are awaiting further clarification of requirements before determining their approach to FATCA compliance. Indeed interest groups continue to lobby for further burden reducing ...
LONDON--(BUSINESS WIRE)--Infiniti Research is a premier provider of market and customer intelligence solutions. Having 15+ years of experience with in-depth, accurate, and reliable research, our ...
..In August 2019, the Monetary Authority of Singapore (MAS) proposed four new regulatory requirements for financial institutions (FIs)1 that deal with capital market products. ..The proposed ...
LPL Financial failed to follow its own anti-money laundering procedures for client identification across more than 12,000 accounts over nearly five years, according to the SEC. "Federal law requires ...
Provinces across Canada are now requiring law firms to follow new guidelines regarding client identification and verification as part of a global initiative to combat fraud, money laundering and ...
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